Compliance, Risk
Group Functions
Job Reference #
240519BR
City
Weehawken
Job Type
Full Time
Your role
Do you want to keep criminals from abusing the financial system? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?
We are looking for someone who can:
- serve as a Client Intelligence Group (CIG) Officer for the Wealth Management USA (WM) , leading and coordinating the delivery of a comprehensive AML program
- receive escalations from FCP Due Diligence teams, operations and other functions, and execute investigative due diligence, transaction and research assignments, either major/complex case or time sensitive matters
- present actionable intelligence findings to decision makers which clearly highlight the relevant financial crime and reputational risk issues at hand
- act as the regional point of contact/subject matter expert and be responsible for related policy, procedure and governance matters including business intelligence firm framework and tasking, Country Risk, unwanted banking relationships, MRBs, and sensitive clients
Your team
You will be working with the Wealth Management USA Client Intelligence Group, in the Americas Financial Crime Prevention function, based in the tristate area. The Financial Crime Prevention team helps UBS in the fight against money-laundering, fraud, corruption and terrorist financing.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
- 4-year college degree or equivalent
- ideally 5+ years of experience in a Wealth Management financial crime compliance or reputational risk position
- prior experience in transaction monitoring look-back and other related investigations, in addition to due diligence is preferred
- proficient understanding of common investigative/research methodology and experience with using tools for adverse news; litigation; regulatory databases; social media; and relationship mapping research
- solid grasp of LatAm and/or MENA as a geopolitical region, especially the financial crime and related reputational risks
- experience in working with Factiva; Lexis Nexis; Voyager; Sayari; Kharon; i2 or Visallo, RStudio
- expert report writing, communication and presentation skills with the ability to interact with, and present to, all levels of management and regulators
- proficiency in Spanish language (verbal/written/reading), Portuguese, Modern Standard Arabic, or Russian is an advantage
- LI-UBS
About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That’s what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us
We’re a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Contact Details
UBS Recruiting India
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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